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Quick Sheets/ISC/SOC Engagements

ISC — Quick Sheet

SOC Engagements

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  • SOC 1 = ICFR-relevant controls; SOC 2 = Trust Services Criteria (restricted); SOC 3 = general use summary
  • TSC: Security (always required), Availability, Processing integrity, Confidentiality, Privacy
  • Type 1 = design at a point in time; Type 2 = design + operating effectiveness over a period
  • Only Type 2 supports reliance for a period
  • Report contents: auditor's report, management assertion, system description, tests & results (Type 2)
  • User auditor never references the service auditor in an unmodified opinion